Connaught (UK) Limited (FRN 707355) 

is authorised and regulated by the Financial Conduct Authority 

The company is registered in the UK (no.09369134)

and has its registered office at 130 Jermyn Street, London SW1Y 4UR 

Connaught (U.S.) LLC is registered with the

Securities & Exchange Commission (“SEC”)

and is a member of the Financial Industry Regulatory Authority, Inc. (“FINRA”) & SIPC